001    /*
002     * Licensed to the Apache Software Foundation (ASF) under one or more
003     * contributor license agreements.  See the NOTICE file distributed with
004     * this work for additional information regarding copyright ownership.
005     * The ASF licenses this file to You under the Apache License, Version 2.0
006     * (the "License"); you may not use this file except in compliance with
007     * the License.  You may obtain a copy of the License at
008     *
009     *      http://www.apache.org/licenses/LICENSE-2.0
010     *
011     * Unless required by applicable law or agreed to in writing, software
012     * distributed under the License is distributed on an "AS IS" BASIS,
013     * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
014     * See the License for the specific language governing permissions and
015     * limitations under the License.
016     */
017    
018    package org.apache.commons.math.linear;
019    
020    import org.apache.commons.math.exception.MaxCountExceededException;
021    import org.apache.commons.math.exception.DimensionMismatchException;
022    import org.apache.commons.math.exception.util.LocalizedFormats;
023    import org.apache.commons.math.util.MathUtils;
024    import org.apache.commons.math.util.FastMath;
025    
026    /**
027     * Calculates the eigen decomposition of a real <strong>symmetric</strong>
028     * matrix.
029     * <p>The eigen decomposition of matrix A is a set of two matrices:
030     * V and D such that A = V &times; D &times; V<sup>T</sup>.
031     * A, V and D are all m &times; m matrices.</p>
032     * <p>This class is similar in spirit to the <code>EigenvalueDecomposition</code>
033     * class from the <a href="http://math.nist.gov/javanumerics/jama/">JAMA</a>
034     * library, with the following changes:</p>
035     * <ul>
036     *   <li>a {@link #getVT() getVt} method has been added,</li>
037     *   <li>two {@link #getRealEigenvalue(int) getRealEigenvalue} and {@link #getImagEigenvalue(int)
038     *   getImagEigenvalue} methods to pick up a single eigenvalue have been added,</li>
039     *   <li>a {@link #getEigenvector(int) getEigenvector} method to pick up a single
040     *   eigenvector has been added,</li>
041     *   <li>a {@link #getDeterminant() getDeterminant} method has been added.</li>
042     *   <li>a {@link #getSolver() getSolver} method has been added.</li>
043     * </ul>
044     * <p>
045     * As of 2.0, this class supports only <strong>symmetric</strong> matrices, and
046     * hence computes only real realEigenvalues. This implies the D matrix returned
047     * by {@link #getD()} is always diagonal and the imaginary values returned
048     * {@link #getImagEigenvalue(int)} and {@link #getImagEigenvalues()} are always
049     * null.
050     * </p>
051     * <p>
052     * When called with a {@link RealMatrix} argument, this implementation only uses
053     * the upper part of the matrix, the part below the diagonal is not accessed at
054     * all.
055     * </p>
056     * <p>
057     * This implementation is based on the paper by A. Drubrulle, R.S. Martin and
058     * J.H. Wilkinson 'The Implicit QL Algorithm' in Wilksinson and Reinsch (1971)
059     * Handbook for automatic computation, vol. 2, Linear algebra, Springer-Verlag,
060     * New-York
061     * </p>
062     * @see <a href="http://mathworld.wolfram.com/EigenDecomposition.html">MathWorld</a>
063     * @see <a href="http://en.wikipedia.org/wiki/Eigendecomposition_of_a_matrix">Wikipedia</a>
064     * @version $Id: EigenDecomposition.java 1177938 2011-10-01 07:57:19Z celestin $
065     * @since 2.0 (changed to concrete class in 3.0)
066     */
067    public class EigenDecomposition{
068    
069        /** Maximum number of iterations accepted in the implicit QL transformation */
070        private byte maxIter = 30;
071    
072        /** Main diagonal of the tridiagonal matrix. */
073        private double[] main;
074    
075        /** Secondary diagonal of the tridiagonal matrix. */
076        private double[] secondary;
077    
078        /**
079         * Transformer to tridiagonal (may be null if matrix is already
080         * tridiagonal).
081         */
082        private TriDiagonalTransformer transformer;
083    
084        /** Real part of the realEigenvalues. */
085        private double[] realEigenvalues;
086    
087        /** Imaginary part of the realEigenvalues. */
088        private double[] imagEigenvalues;
089    
090        /** Eigenvectors. */
091        private ArrayRealVector[] eigenvectors;
092    
093        /** Cached value of V. */
094        private RealMatrix cachedV;
095    
096        /** Cached value of D. */
097        private RealMatrix cachedD;
098    
099        /** Cached value of Vt. */
100        private RealMatrix cachedVt;
101    
102        /**
103         * Calculates the eigen decomposition of the given symmetric matrix.
104         *
105         * @param matrix Matrix to decompose. It <em>must</em> be symmetric.
106         * @param splitTolerance Dummy parameter (present for backward
107         * compatibility only).
108         * @throws NonSymmetricMatrixException if the matrix is not symmetric.
109         * @throws MaxCountExceededException if the algorithm fails to converge.
110         */
111        public EigenDecomposition(final RealMatrix matrix,
112                                      final double splitTolerance)  {
113            if (isSymmetric(matrix, true)) {
114                transformToTridiagonal(matrix);
115                findEigenVectors(transformer.getQ().getData());
116            }
117        }
118    
119        /**
120         * Calculates the eigen decomposition of the symmetric tridiagonal
121         * matrix.  The Householder matrix is assumed to be the identity matrix.
122         *
123         * @param main Main diagonal of the symmetric triadiagonal form
124         * @param secondary Secondary of the tridiagonal form
125         * @param splitTolerance Dummy parameter (present for backward
126         * compatibility only).
127         * @throws MaxCountExceededException if the algorithm fails to converge.
128         */
129        public EigenDecomposition(final double[] main,final double[] secondary,
130                                      final double splitTolerance) {
131            this.main      = main.clone();
132            this.secondary = secondary.clone();
133            transformer    = null;
134            final int size=main.length;
135            double[][] z = new double[size][size];
136            for (int i=0;i<size;i++) {
137                z[i][i]=1.0;
138            }
139            findEigenVectors(z);
140        }
141    
142        /**
143         * Check if a matrix is symmetric.
144         *
145         * @param matrix Matrix to check.
146         * @param raiseException If {@code true}, the method will throw an
147         * exception if {@code matrix} is not symmetric.
148         * @return {@code true} if {@code matrix} is symmetric.
149         * @throws NonSymmetricMatrixException if the matrix is not symmetric and
150         * {@code raiseException} is {@code true}.
151         */
152        private boolean isSymmetric(final RealMatrix matrix,
153                                    boolean raiseException) {
154            final int rows = matrix.getRowDimension();
155            final int columns = matrix.getColumnDimension();
156            final double eps = 10 * rows * columns * MathUtils.EPSILON;
157            for (int i = 0; i < rows; ++i) {
158                for (int j = i + 1; j < columns; ++j) {
159                    final double mij = matrix.getEntry(i, j);
160                    final double mji = matrix.getEntry(j, i);
161                    if (FastMath.abs(mij - mji) >
162                        (FastMath.max(FastMath.abs(mij), FastMath.abs(mji)) * eps)) {
163                        if (raiseException) {
164                            throw new NonSymmetricMatrixException(i, j, eps);
165                        }
166                        return false;
167                    }
168                }
169            }
170            return true;
171        }
172    
173        /**
174         * Returns the matrix V of the decomposition.
175         * <p>V is an orthogonal matrix, i.e. its transpose is also its inverse.</p>
176         * <p>The columns of V are the eigenvectors of the original matrix.</p>
177         * <p>No assumption is made about the orientation of the system axes formed
178         * by the columns of V (e.g. in a 3-dimension space, V can form a left-
179         * or right-handed system).</p>
180         * @return the V matrix
181         */
182        public RealMatrix getV() {
183    
184            if (cachedV == null) {
185                final int m = eigenvectors.length;
186                cachedV = MatrixUtils.createRealMatrix(m, m);
187                for (int k = 0; k < m; ++k) {
188                    cachedV.setColumnVector(k, eigenvectors[k]);
189                }
190            }
191            // return the cached matrix
192            return cachedV;
193    
194        }
195    
196        /**
197         * Returns the block diagonal matrix D of the decomposition.
198         * <p>D is a block diagonal matrix.</p>
199         * <p>Real eigenvalues are on the diagonal while complex values are on
200         * 2x2 blocks { {real +imaginary}, {-imaginary, real} }.</p>
201         * @return the D matrix
202         * @see #getRealEigenvalues()
203         * @see #getImagEigenvalues()
204         */
205        public RealMatrix getD() {
206            if (cachedD == null) {
207                // cache the matrix for subsequent calls
208                cachedD = MatrixUtils.createRealDiagonalMatrix(realEigenvalues);
209            }
210            return cachedD;
211        }
212    
213        /**
214         * Returns the transpose of the matrix V of the decomposition.
215         * <p>V is an orthogonal matrix, i.e. its transpose is also its inverse.</p>
216         * <p>The columns of V are the eigenvectors of the original matrix.</p>
217         * <p>No assumption is made about the orientation of the system axes formed
218         * by the columns of V (e.g. in a 3-dimension space, V can form a left-
219         * or right-handed system).</p>
220         * @return the transpose of the V matrix
221         */
222        public RealMatrix getVT() {
223    
224            if (cachedVt == null) {
225                final int m = eigenvectors.length;
226                cachedVt = MatrixUtils.createRealMatrix(m, m);
227                for (int k = 0; k < m; ++k) {
228                    cachedVt.setRowVector(k, eigenvectors[k]);
229                }
230    
231            }
232    
233            // return the cached matrix
234            return cachedVt;
235        }
236    
237        /**
238         * Returns a copy of the real parts of the eigenvalues of the original matrix.
239         * @return a copy of the real parts of the eigenvalues of the original matrix
240         * @see #getD()
241         * @see #getRealEigenvalue(int)
242         * @see #getImagEigenvalues()
243         */
244        public double[] getRealEigenvalues() {
245            return realEigenvalues.clone();
246        }
247    
248        /**
249         * Returns the real part of the i<sup>th</sup> eigenvalue of the original matrix.
250         * @param i index of the eigenvalue (counting from 0)
251         * @return real part of the i<sup>th</sup> eigenvalue of the original matrix
252         * @see #getD()
253         * @see #getRealEigenvalues()
254         * @see #getImagEigenvalue(int)
255         */
256        public double getRealEigenvalue(final int i) {
257            return realEigenvalues[i];
258        }
259    
260        /**
261         * Returns a copy of the imaginary parts of the eigenvalues of the original matrix.
262         * @return a copy of the imaginary parts of the eigenvalues of the original matrix
263         * @see #getD()
264         * @see #getImagEigenvalue(int)
265         * @see #getRealEigenvalues()
266         */
267        public double[] getImagEigenvalues() {
268            return imagEigenvalues.clone();
269        }
270    
271        /**
272         * Returns the imaginary part of the i<sup>th</sup> eigenvalue of the original matrix.
273         * @param i index of the eigenvalue (counting from 0)
274         * @return imaginary part of the i<sup>th</sup> eigenvalue of the original matrix
275         * @see #getD()
276         * @see #getImagEigenvalues()
277         * @see #getRealEigenvalue(int)
278         */
279        public double getImagEigenvalue(final int i) {
280            return imagEigenvalues[i];
281        }
282    
283        /**
284         * Returns a copy of the i<sup>th</sup> eigenvector of the original matrix.
285         * @param i index of the eigenvector (counting from 0)
286         * @return copy of the i<sup>th</sup> eigenvector of the original matrix
287         * @see #getD()
288         */
289        public RealVector getEigenvector(final int i) {
290            return eigenvectors[i].copy();
291        }
292    
293        /**
294         * Return the determinant of the matrix
295         * @return determinant of the matrix
296         */
297        public double getDeterminant() {
298            double determinant = 1;
299            for (double lambda : realEigenvalues) {
300                determinant *= lambda;
301            }
302            return determinant;
303        }
304    
305        /**
306         * Get a solver for finding the A &times; X = B solution in exact linear sense.
307         * @return a solver
308         */
309        public DecompositionSolver getSolver() {
310            return new Solver(realEigenvalues, imagEigenvalues, eigenvectors);
311        }
312    
313        /** Specialized solver. */
314        private static class Solver implements DecompositionSolver {
315    
316            /** Real part of the realEigenvalues. */
317            private double[] realEigenvalues;
318    
319            /** Imaginary part of the realEigenvalues. */
320            private double[] imagEigenvalues;
321    
322            /** Eigenvectors. */
323            private final ArrayRealVector[] eigenvectors;
324    
325            /**
326             * Build a solver from decomposed matrix.
327             * @param realEigenvalues
328             *            real parts of the eigenvalues
329             * @param imagEigenvalues
330             *            imaginary parts of the eigenvalues
331             * @param eigenvectors
332             *            eigenvectors
333             */
334            private Solver(final double[] realEigenvalues,
335                    final double[] imagEigenvalues,
336                    final ArrayRealVector[] eigenvectors) {
337                this.realEigenvalues = realEigenvalues;
338                this.imagEigenvalues = imagEigenvalues;
339                this.eigenvectors = eigenvectors;
340            }
341    
342            /**
343             * Solve the linear equation A &times; X = B for symmetric matrices A.
344             * <p>
345             * This method only find exact linear solutions, i.e. solutions for
346             * which ||A &times; X - B|| is exactly 0.
347             * </p>
348             * @param b Right-hand side of the equation A &times; X = B
349             * @return a Vector X that minimizes the two norm of A &times; X - B
350             * @throws DimensionMismatchException if the matrices dimensions do not match.
351             * @throws SingularMatrixException if the decomposed matrix is singular.
352             */
353            public RealVector solve(final RealVector b) {
354                if (!isNonSingular()) {
355                    throw new SingularMatrixException();
356                }
357    
358                final int m = realEigenvalues.length;
359                if (b.getDimension() != m) {
360                    throw new DimensionMismatchException(b.getDimension(), m);
361                }
362    
363                final double[] bp = new double[m];
364                for (int i = 0; i < m; ++i) {
365                    final ArrayRealVector v = eigenvectors[i];
366                    final double[] vData = v.getDataRef();
367                    final double s = v.dotProduct(b) / realEigenvalues[i];
368                    for (int j = 0; j < m; ++j) {
369                        bp[j] += s * vData[j];
370                    }
371                }
372    
373                return new ArrayRealVector(bp, false);
374            }
375    
376            /** {@inheritDoc} */
377            public RealMatrix solve(RealMatrix b) {
378    
379                if (!isNonSingular()) {
380                    throw new SingularMatrixException();
381                }
382    
383                final int m = realEigenvalues.length;
384                if (b.getRowDimension() != m) {
385                    throw new DimensionMismatchException(b.getRowDimension(), m);
386                }
387    
388                final int nColB = b.getColumnDimension();
389                final double[][] bp = new double[m][nColB];
390                final double[] tmpCol = new double[m];
391                for (int k = 0; k < nColB; ++k) {
392                    for (int i = 0; i < m; ++i) {
393                        tmpCol[i] = b.getEntry(i, k);
394                        bp[i][k]  = 0;
395                    }
396                    for (int i = 0; i < m; ++i) {
397                        final ArrayRealVector v = eigenvectors[i];
398                        final double[] vData = v.getDataRef();
399                        double s = 0;
400                        for (int j = 0; j < m; ++j) {
401                            s += v.getEntry(j) * tmpCol[j];
402                        }
403                        s /= realEigenvalues[i];
404                        for (int j = 0; j < m; ++j) {
405                            bp[j][k] += s * vData[j];
406                        }
407                    }
408                }
409    
410                return new Array2DRowRealMatrix(bp, false);
411    
412            }
413    
414            /**
415             * Check if the decomposed matrix is non-singular.
416             * @return true if the decomposed matrix is non-singular
417             */
418            public boolean isNonSingular() {
419                for (int i = 0; i < realEigenvalues.length; ++i) {
420                    if ((realEigenvalues[i] == 0) && (imagEigenvalues[i] == 0)) {
421                        return false;
422                    }
423                }
424                return true;
425            }
426    
427            /**
428             * Get the inverse of the decomposed matrix.
429             *
430             * @return the inverse matrix.
431             * @throws SingularMatrixException if the decomposed matrix is singular.
432             */
433            public RealMatrix getInverse() {
434                if (!isNonSingular()) {
435                    throw new SingularMatrixException();
436                }
437    
438                final int m = realEigenvalues.length;
439                final double[][] invData = new double[m][m];
440    
441                for (int i = 0; i < m; ++i) {
442                    final double[] invI = invData[i];
443                    for (int j = 0; j < m; ++j) {
444                        double invIJ = 0;
445                        for (int k = 0; k < m; ++k) {
446                            final double[] vK = eigenvectors[k].getDataRef();
447                            invIJ += vK[i] * vK[j] / realEigenvalues[k];
448                        }
449                        invI[j] = invIJ;
450                    }
451                }
452                return MatrixUtils.createRealMatrix(invData);
453            }
454        }
455    
456        /**
457         * Transform matrix to tridiagonal.
458         *
459         * @param matrix Matrix to transform.
460         */
461        private void transformToTridiagonal(final RealMatrix matrix) {
462            // transform the matrix to tridiagonal
463            transformer = new TriDiagonalTransformer(matrix);
464            main = transformer.getMainDiagonalRef();
465            secondary = transformer.getSecondaryDiagonalRef();
466        }
467    
468        /**
469         * Find eigenvalues and eigenvectors (Dubrulle et al., 1971)
470         *
471         * @param householderMatrix Householder matrix of the transformation
472         * to tri-diagonal form.
473         */
474        private void findEigenVectors(double[][] householderMatrix) {
475            double[][]z = householderMatrix.clone();
476            final int n = main.length;
477            realEigenvalues = new double[n];
478            imagEigenvalues = new double[n];
479            double[] e = new double[n];
480            for (int i = 0; i < n - 1; i++) {
481                realEigenvalues[i] = main[i];
482                e[i] = secondary[i];
483            }
484            realEigenvalues[n - 1] = main[n - 1];
485            e[n - 1] = 0.0;
486    
487            // Determine the largest main and secondary value in absolute term.
488            double maxAbsoluteValue=0.0;
489            for (int i = 0; i < n; i++) {
490                if (FastMath.abs(realEigenvalues[i])>maxAbsoluteValue) {
491                    maxAbsoluteValue=FastMath.abs(realEigenvalues[i]);
492                }
493                if (FastMath.abs(e[i])>maxAbsoluteValue) {
494                    maxAbsoluteValue=FastMath.abs(e[i]);
495                }
496            }
497            // Make null any main and secondary value too small to be significant
498            if (maxAbsoluteValue!=0.0) {
499                for (int i=0; i < n; i++) {
500                    if (FastMath.abs(realEigenvalues[i])<=MathUtils.EPSILON*maxAbsoluteValue) {
501                        realEigenvalues[i]=0.0;
502                    }
503                    if (FastMath.abs(e[i])<=MathUtils.EPSILON*maxAbsoluteValue) {
504                        e[i]=0.0;
505                    }
506                }
507            }
508    
509            for (int j = 0; j < n; j++) {
510                int its = 0;
511                int m;
512                do {
513                    for (m = j; m < n - 1; m++) {
514                        double delta = FastMath.abs(realEigenvalues[m]) + FastMath.abs(realEigenvalues[m + 1]);
515                        if (FastMath.abs(e[m]) + delta == delta) {
516                            break;
517                        }
518                    }
519                    if (m != j) {
520                        if (its == maxIter) {
521                            throw new MaxCountExceededException(LocalizedFormats.CONVERGENCE_FAILED,
522                                                                maxIter);
523                        }
524                        its++;
525                        double q = (realEigenvalues[j + 1] - realEigenvalues[j]) / (2 * e[j]);
526                        double t = FastMath.sqrt(1 + q * q);
527                        if (q < 0.0) {
528                            q = realEigenvalues[m] - realEigenvalues[j] + e[j] / (q - t);
529                        } else {
530                            q = realEigenvalues[m] - realEigenvalues[j] + e[j] / (q + t);
531                        }
532                        double u = 0.0;
533                        double s = 1.0;
534                        double c = 1.0;
535                        int i;
536                        for (i = m - 1; i >= j; i--) {
537                            double p = s * e[i];
538                            double h = c * e[i];
539                            if (FastMath.abs(p) >= FastMath.abs(q)) {
540                                c = q / p;
541                                t = FastMath.sqrt(c * c + 1.0);
542                                e[i + 1] = p * t;
543                                s = 1.0 / t;
544                                c = c * s;
545                            } else {
546                                s = p / q;
547                                t = FastMath.sqrt(s * s + 1.0);
548                                e[i + 1] = q * t;
549                                c = 1.0 / t;
550                                s = s * c;
551                            }
552                            if (e[i + 1] == 0.0) {
553                                realEigenvalues[i + 1] -= u;
554                                e[m] = 0.0;
555                                break;
556                            }
557                            q = realEigenvalues[i + 1] - u;
558                            t = (realEigenvalues[i] - q) * s + 2.0 * c * h;
559                            u = s * t;
560                            realEigenvalues[i + 1] = q + u;
561                            q = c * t - h;
562                            for (int ia = 0; ia < n; ia++) {
563                                p = z[ia][i + 1];
564                                z[ia][i + 1] = s * z[ia][i] + c * p;
565                                z[ia][i] = c * z[ia][i] - s * p;
566                            }
567                        }
568                        if (t == 0.0 && i >= j) {
569                            continue;
570                        }
571                        realEigenvalues[j] -= u;
572                        e[j] = q;
573                        e[m] = 0.0;
574                    }
575                } while (m != j);
576            }
577    
578            //Sort the eigen values (and vectors) in increase order
579            for (int i = 0; i < n; i++) {
580                int k = i;
581                double p = realEigenvalues[i];
582                for (int j = i + 1; j < n; j++) {
583                    if (realEigenvalues[j] > p) {
584                        k = j;
585                        p = realEigenvalues[j];
586                    }
587                }
588                if (k != i) {
589                    realEigenvalues[k] = realEigenvalues[i];
590                    realEigenvalues[i] = p;
591                    for (int j = 0; j < n; j++) {
592                        p = z[j][i];
593                        z[j][i] = z[j][k];
594                        z[j][k] = p;
595                    }
596                }
597            }
598    
599            // Determine the largest eigen value in absolute term.
600            maxAbsoluteValue=0.0;
601            for (int i = 0; i < n; i++) {
602                if (FastMath.abs(realEigenvalues[i])>maxAbsoluteValue) {
603                    maxAbsoluteValue=FastMath.abs(realEigenvalues[i]);
604                }
605            }
606            // Make null any eigen value too small to be significant
607            if (maxAbsoluteValue!=0.0) {
608                for (int i=0; i < n; i++) {
609                    if (FastMath.abs(realEigenvalues[i])<MathUtils.EPSILON*maxAbsoluteValue) {
610                        realEigenvalues[i]=0.0;
611                    }
612                }
613            }
614            eigenvectors = new ArrayRealVector[n];
615            double[] tmp = new double[n];
616            for (int i = 0; i < n; i++) {
617                for (int j = 0; j < n; j++) {
618                    tmp[j] = z[j][i];
619                }
620                eigenvectors[i] = new ArrayRealVector(tmp);
621            }
622        }
623    }